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Daphne Regina Williams

Truist Securities, Inc.

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About Daphne Regina Williams

Daphne Regina Williams is a financial professional with over 20 years of experience in the financial services industry. Daphne is currently registered with Truist Securities, Inc. and has held prior registrations with SunTrust Investment Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daphne holds a variety of licenses and certifications including Series 7, Series 63, Series 55, Series 57TO, Series 99TO, and the SIE. Daphne has a broad range of experience in the industry and is committed to providing her clients with the highest level of service.

Firm Information

Daphne Williams is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daphne Williams’s Registration & Firm History

GA

09/09/2005 - Present

Truist Securities, Inc. (ATLANTA GA)

GA

06/18/2001 - 09/06/2005

SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)

NY

05/11/1999 - 10/11/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/01/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/07/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daphne Regina Williams.
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