Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daphne? Claim Your ProfileDaphne McNair is a financial professional with over 20 years of experience in the industry. Daphne is currently registered with Wells Fargo Securities, LLC. Prior to joining Wells Fargo Securities, LLC, Daphne held positions at several other firms including MML Investors Services, LLC, MSI Financial Services, Inc., LPL Financial LLC, First Clearing, LLC, Wachovia Securities, LLC and First Union Brokerage Services, Inc. Daphne holds a variety of licenses and certifications including Series 6, 7, 9, 10, 52, 63, 66, 82 and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/02/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
05/05/2021 - 12/14/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
03/25/2017 - 06/04/2019
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
06/08/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
05/01/2015 - 04/04/2016
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
05/21/2014 - 08/13/2014
LPL FINANCIAL LLC (CHARLOTTE NC)
MO
05/28/2009 - 06/06/2012
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
10/01/2000 - 03/13/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
10/15/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 05/17/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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