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Daphne Gentile

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Daphne Gentile

Daphne Gentile is a financial advisor with over 20 years of experience in the financial services industry. Daphne is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Georgia and Texas. Before joining Merrill Lynch, Daphne was a financial advisor with Wells Fargo Advisors Financial Network, LLC in Georgia. Prior to that, Daphne worked for other firms including Cambridge Investment Research, Inc. and Morgan Stanley. Daphne specializes in providing financial advice to individuals, corporations, and other businesses.

Firm Information

Daphne Gentile is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daphne Gentile’s Registration & Firm History

GA

08/22/2023 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)

GA

10/03/2022 - 08/15/2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ATLANTA GA)

GA

07/15/2021 - 10/03/2022

WELLS FARGO CLEARING SERVICES, LLC (ATLANTA GA)

GA

12/06/2019 - 06/18/2021

CAMBRIDGE INVESTMENT RESEARCH, INC. (ATLANTA GA)

GA

06/01/2009 - 11/07/2019

MORGAN STANLEY (ATLANTA GA)

GA

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (ATLANTA GA)

GA

06/06/2002 - 04/02/2007

MORGAN STANLEY DW INC. (ATLANTA GA)

NY

02/04/2002 - 06/04/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

07/31/2000 - 02/13/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

04/06/1999 - 07/12/2000

J.C. BRADFORD & CO. (NEW YORK NY)

NY

12/24/1998 - 03/03/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/26/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/05/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/13/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2016

Series 3 - National Commodity Futures Examination

BC

Issued 10/21/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 12/22/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daphne Gentile.
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