Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daphne? Claim Your ProfileDaphne Dawn D'spain is a registered representative with TIAA-CREF Individual & Institutional Services, LLC, a firm with over 73,000 clients. Daphne has been in the securities industry since 1999, working for several firms before joining TIAA-CREF in 2007. Daphne is a Series 6, 7, and 63 licensed representative with over 20 years of industry experience. Daphne also holds the SIE exam. Daphne is registered to provide securities advice in California, Colorado, and Wyoming. Daphne's current branch office is located in Denver, CO. Her previous employment includes roles in New York, Boston, and Phoenix. Daphne Dawn D'spain and TIAA-CREF Individual & Institutional Services, LLC provide portfolio management for individuals and businesses, as well as financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
03/13/2007 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
NY
07/22/1999 - 06/03/2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
MA
02/09/1998 - 06/01/1999
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
AZ
07/18/1997 - 12/18/1997
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BC
Issued 02/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/14/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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