Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daphne? Claim Your ProfileDaphne Colleen Martin is a financial advisor with D.a. Davidson & Co. in Encino, California. Daphne has been in the financial services industry since 2000. Previously, Daphne worked for UBS Financial Services Inc. and Citigroup Global Markets Inc. Daphne is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 63, Series 66, Series 7, Series 9, and Series 10 license. Daphne also has a SIE license. Daphne is a board member for the Texas Exes Los Angeles Chapter, a non-profit scholarship foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/10/2018 - Present
D.a. Davidson & Co. (ENCINO CA)
CA
08/27/2004 - 06/23/2016
UBS FINANCIAL SERVICES INC. (ENCINO CA)
NY
10/02/2000 - 08/17/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 08/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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