Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daphne? Claim Your ProfileDaphne Car is a financial advisor with over 11 years of experience in the industry. Daphne is currently registered with J.p. Morgan Securities LLC and J.p. Morgan Private Wealth Advisors LLC. Daphne has worked with several firms throughout her career, including First Republic Securities Company, LLC, Barclays Capital Inc., and Lord Abbett Distributor LLC. Daphne holds Series 7, Series 7TO, Series 63, and Series 66 licenses. Daphne has a specialization in various investment areas, including Portfolio Management, Financial Planning, and Pension Consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/30/2024 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
12/11/2018 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NY
01/15/2015 - 12/17/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NJ
01/31/2007 - 07/06/2012
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BC
Issued 10/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2018
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2015
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daphne Car is the right advisor for you? Invested Better is here to help.
