Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daphine? Claim Your ProfileDaphine Laverne Ates is a financial professional with over 30 years of experience in the industry. Daphine has held various roles in prominent financial institutions, including Equitable Distributors, LLC, Equitable Advisors, LLC, and MetLife Securities Inc. Daphine is currently registered with MML Investors Services, LLC and serves clients in New Jersey, New York and Texas. Daphine provides a range of financial services, including financial planning, portfolio management for individuals and businesses, and pension consulting. Daphine also offers asset allocation programs and educational seminars. Daphine is committed to providing her clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
02/01/2024 - Present
MML Investors Services, LLC (NEW YORK NY)
NJ
04/14/2016 - 07/28/2022
EQUITABLE DISTRIBUTORS, LLC (JERSEY CITY NJ)
NY
04/05/2016 - 07/21/2022
EQUITABLE ADVISORS, LLC (NEW YORK NY)
NJ
10/20/1994 - 11/07/2015
METLIFE SECURITIES INC. (ISELIN NJ)
NJ
08/14/2002 - 01/02/2015
NEW ENGLAND SECURITIES (ISELIN NJ)
NJ
08/19/2005 - 09/04/2013
TOWER SQUARE SECURITIES, INC. (ISELIN NJ)
NJ
06/12/2002 - 09/04/2013
WALNUT STREET SECURITIES, INC. (ISELIN NJ)
NJ
06/02/1993 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
NY
06/17/2002 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
IA
Issued 11/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/19/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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