Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daphany? Claim Your ProfileDaphany Shen is a financial advisor with Charles Schwab & Co., Inc.. Daphany has been in the financial industry since 2021. Daphany's office is located in Pasadena, CA and is licensed in multiple states. Daphany is qualified to offer financial advice and services in a number of areas, including financial planning, investment advice, and portfolio management. Daphany is committed to providing her clients with personalized financial advice to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Pasadena CA)
CA
02/17/2021 - 07/29/2024
TD AMERITRADE, INC. (Pasadena CA)
BOTH
Issued 08/28/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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