Unclaimed
Dante Matthew Caravaggio is a financial professional with experience in the investment banking industry. Dante has worked for PJ SOLOMON SECURITIES, LLC and Houlihan Lokey Capital, Inc. Dante holds the Series 63, SIE, and Series 79 licenses and is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/29/2021 - Present
Houlihan Lokey Capital, Inc. (HOUSTON TX)
TX
11/19/2018 - 01/05/2021
PJ SOLOMON SECURITIES, LLC (Houston TX)
BC
Issued 09/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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