Unclaimed
Dante Mabilin Cerna is a registered representative with Alliance-ONE Investments, LLC. Dante has been in the financial services industry since February 17, 2012 and is currently licensed to conduct business in Oklahoma. Dante holds the Series 6, Series 63 and SIE licenses. Dante previously worked for DIRECTED SERVICES LLC and AMERIPRISE FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
08/11/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NA
10/29/2013 - 02/24/2023
DIRECTED SERVICES LLC (CEBU CITY )
NA
08/01/2011 - 09/24/2013
AMERIPRISE FINANCIAL SERVICES, INC. (CEBU CITY, CEBU )
BC
Issued 08/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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