Unclaimed
Dante Alighieri Raggio is a financial professional with over 30 years of experience in the financial services industry. Dante Alighieri Raggio is currently registered with Stifel, Nicolaus & Company, Inc. Dante Alighieri Raggio provides financial planning, pension consulting, and portfolio management services to individuals, businesses, and pooled investment vehicles. Dante Alighieri Raggio is also a registered representative with the firm, offering securities products and services. Dante Alighieri Raggio's previous experience includes roles at City Securities Corporation, Natcity Investments, Inc., Natcity Insurance Services, Inc., Liberty Securities Corporation, Independent Financial Securities, Inc., Raffensperger, Hughes & Co., Inc., and K.J. Brown & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
03/23/2023 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
04/14/2004 - 02/28/2017
CITY SECURITIES CORPORATION (MUNCIE IN)
OH
07/14/1995 - 04/15/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
01/04/1999 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
NY
08/03/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/20/1996 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
IN
02/09/1989 - 07/14/1995
RAFFENSPERGER, HUGHES & CO., INC. (INDIANAPOLIS IN)
NA
10/18/1971 - 03/07/1990
K. J. BROWN & CO., INC.
IA
Issued 09/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/06/1981
Series 4 - Registered Options Principal Examination
BC
Issued 12/11/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1971
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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