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Danova Gary Chow

Osaic Institutions, Inc.

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About Danova Gary Chow

Danova Chow is an investment advisor representative with Osaic Institutions, Inc. Danova has been working in the financial industry since 1990. Danova holds the Series 6, 7, 63 and 66 licenses, and has been registered in California since 1990. Previously, Danova was employed with CUSO FINANCIAL SERVICES, L.P., WESCOM FINANCIAL SERVICES, LINSCO/PRIVATE LEDGER CORP., BISYS BROKERAGE SERVICES, INC., LAUGHLIN GROUP ADVISORS, INC., MARKETING ONE SECURITIES, INC., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Danova provides financial planning, educational seminars, portfolio management for individuals, and solicitation services for other advisors.

Firm Information

Danova Chow is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Danova Chow’s Registration & Firm History

CA

04/14/2023 - Present

Osaic Institutions, Inc. (Brea CA)

CA

01/13/2023 - 04/14/2023

CUSO FINANCIAL SERVICES, L.P. (LA HABRA CA)

CA

08/31/2004 - 02/06/2023

WESCOM FINANCIAL SERVICES (Anaheim CA)

CA

11/04/2002 - 09/01/2004

CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)

SC

05/01/2000 - 11/11/2002

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

MN

01/05/1998 - 05/03/2000

BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)

NE

01/31/1996 - 12/31/1997

LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)

OR

11/05/1992 - 01/31/1996

MARKETING ONE SECURITIES, INC. (PORTLAND OR)

NJ

10/10/1990 - 11/11/1992

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

10/10/1990 - 11/11/1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 03/11/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/22/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1999

Series 7 - General Securities Representative Examination

BC

Issued 10/08/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Danova Gary Chow. Review regulatory record here.
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