Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danny? Claim Your ProfileDanny Y La is an investment advisor representative who is registered with Capital Advisors, Inc. Danny La has been in the industry since January 2008 and has worked at TD Ameritrade, Inc. and ScotTrade, Inc. in the past. Danny La is licensed in Oklahoma and Texas, and specializes in financial planning, portfolio management for businesses, individuals, and investment companies. Danny La holds Series 63, 66, 7, 9, 10, and SIE licenses, and has a Certified Financial Planner designation. Danny La is currently associated with Capital Advisors, Inc., based in Tulsa, OK.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OK
02/07/2019 - Present
Capital Advisors, Inc. (TULSA OK)
TX
02/26/2018 - 01/03/2019
TD AMERITRADE, INC. (AUSTIN TX)
TX
04/10/2009 - 02/26/2018
SCOTTRADE, INC. (AUSTIN TX)
BOTH
Issued 03/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/06/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
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