Unclaimed
Danny Vongnarath is a registered representative with Northwestern Mutual Investment Services, LLC. Danny has been in the financial services industry for over 10 years. He has a Series 7, Series 63 and SIE license and is registered in Illinois, Massachusetts, Oklahoma, and Wisconsin. Danny has previously worked with BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC and NEXT FINANCIAL GROUP, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
09/08/2016 - Present
Northwestern Mutual Investment Services, LLC (MILWAUKEE WI)
WI
03/14/2016 - 08/01/2016
BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC (Delafield WI)
WI
08/13/2014 - 05/05/2015
NEXT FINANCIAL GROUP, INC. (DELAFIELD WI)
BC
Issued 09/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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