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Danny Vladimir Herceg

State Street Global Advisors Funds Distributors, LLC

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About Danny Vladimir Herceg

Danny Vladimir Herceg is an active broker with State Street Global Advisors Funds Distributors, LLC. Danny has been in the industry since August 7, 2003. Danny holds Series 7, Series 63, and SIE licenses. Danny has been registered as a broker in all 50 states, the District of Columbia, and Puerto Rico. Prior to joining State Street Global Advisors Funds Distributors, LLC, Danny was employed at MORGAN STANLEY, J.P. MORGAN SECURITIES LLC, and CITIGROUP GLOBAL MARKETS INC.

Firm Information

Danny Herceg is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Danny Herceg’s Registration & Firm History

NY

08/05/2024 - Present

State Street Global Advisors Funds Distributors, LLC (New York NY)

NY

05/22/2014 - 01/25/2024

MORGAN STANLEY (New York NY)

NY

09/27/2012 - 02/20/2014

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

06/01/2009 - 10/15/2012

MORGAN STANLEY (PURCHASE NY)

NY

10/30/2002 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (REGO PARK NY)

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Licenses & Designations

BC

Issued 12/09/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Danny Vladimir Herceg.
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