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Danny Thomas

Morgan Stanley

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About Danny Thomas

Danny Thomas is a financial advisor with Morgan Stanley, a large brokerage firm. Danny has been in the financial industry since 1997, and has a diverse range of experience with multiple firms. Danny has held senior positions at multiple firms, and currently holds various licenses and registrations in Broker-Dealer and Investment Advisor roles. Danny is licensed to offer investment advice and brokerage services across the United States and specializes in working with clients of all types.

Firm Information

Danny Thomas is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Danny Thomas’s Registration & Firm History

AZ

07/09/2018 - Present

Morgan Stanley (GILBERT AZ)

AZ

09/30/2022 - 09/05/2023

E*TRADE SECURITIES LLC (Gilbert AZ)

AZ

07/20/2016 - 06/05/2018

KESTRA INVESTMENT SERVICES, LLC (Chandler AZ)

AZ

01/16/2009 - 07/21/2016

SII INVESTMENTS, INC. (CHANDLER AZ)

AZ

08/20/2007 - 01/21/2009

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

AZ

06/20/2000 - 08/27/2007

CHARLES SCHWAB & CO., INC. (PHOENIX AZ)

MN

01/05/2000 - 05/17/2000

NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)

CA

03/29/1999 - 04/26/2000

WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)

NY

12/20/1996 - 03/24/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/10/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/09/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2009

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 09/17/2007

Series 4 - Registered Options Principal Examination

BC

Issued 12/11/2006

Series 24 - General Securities Principal Examination

BC

Issued 05/17/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/07/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/19/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Danny Thomas.
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