Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danny? Claim Your ProfileDanny Shum is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Danny has been in the industry since 1988 and has held various roles at a number of firms. Danny is registered in several states, including New York, New Jersey, Texas, and California. Danny specializes in providing investment consulting services to institutional clients, as well as financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/04/2024 - Present
Wells Fargo Advisors Financial Network, LLC (GREAT NECK NY)
NY
05/29/2007 - 03/10/2010
CITIGROUP GLOBAL MARKETS INC. (FLUSHING NY)
NY
06/01/1992 - 05/29/2007
CITICORP INVESTMENT SERVICES (FLUSHING NY)
NA
11/29/1991 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NY
08/27/1991 - 11/25/1991
NORSTAR BROKERAGE CORPORATION (NEW YORK NY)
NY
06/14/1990 - 01/03/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
02/23/1988 - 06/26/1990
COWEN & CO. (NEW YORK NY)
IA
Issued 09/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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