Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danny? Claim Your ProfileDanny Seto is a financial advisor with UBS Financial Services Inc. located in San Francisco, California. Danny has been in the financial industry since September 2001 and is currently registered with FINRA. Danny has passed numerous industry exams including the Series 7, Series 9, Series 10, Series 31, Series 63, and Series 66. Danny has worked for several firms including Morgan Stanley and Charles Schwab & Co., Inc. Danny specializes in providing financial advice to individuals, corporations, high net worth individuals, charitable organizations, pension and profit sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
10/16/2018 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
10/04/2011 - 10/03/2018
MORGAN STANLEY (SAN FRANCISCO CA)
CA
04/01/2003 - 10/10/2011
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
TX
06/11/2001 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 02/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/18/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 06/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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