Unclaimed
Danny Sang is a financial professional with over 17 years of experience in the industry. Danny is currently registered with Nomura Securities International, Inc., and has previously worked at UBS Securities LLC and Barclays Capital Inc. Danny has a strong background in securities and investment advisory, holding the Series 63, Series 7 and SIE licenses. Danny is licensed to conduct business in all 50 states and the District of Columbia. Danny is a valuable resource for investors seeking comprehensive financial guidance and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
10/15/2019 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
01/17/2019 - 10/21/2019
UBS SECURITIES LLC (NEW YORK NY)
NY
07/14/2006 - 12/26/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 02/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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