Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danny? Claim Your ProfileDanny M. Sarfati is a financial advisor at Citigroup Global Markets Inc., with over 27 years of experience in the industry. Danny has been registered with Citigroup Global Markets Inc. since 2023, and prior to that, was registered with J.P. MORGAN SECURITIES LLC, COASTAL EQUITIES, INC., FSC SECURITIES CORPORATION and PAINEWEBBER INCORPORATED. Danny holds Series 63, 65, 66, 7 and SIE licenses. Danny specializes in Asset Allocation Advice, Financial Planning, Pension Consulting and Portfolio Management for Businesses and Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/28/2023 - Present
Citigroup Global Markets Inc. (Holbrook NY)
NY
04/22/2016 - 04/29/2023
J.P. MORGAN SECURITIES LLC (GREENVALE NY)
PA
07/19/2012 - 04/18/2016
COASTAL EQUITIES, INC. (CONSHOHOCKEN PA)
CT
05/27/2009 - 08/05/2010
FSC SECURITIES CORPORATION (STRATFORD CT)
NY
10/18/1996 - 07/02/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
07/23/1992 - 10/14/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 05/10/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/28/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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