Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danny? Claim Your ProfileDanny Stockton is a financial professional with over 30 years of experience in the financial services industry. Danny is currently registered with Stifel, Nicolaus & Company, Inc., as a Registered Representative. Previously, Danny worked at Wachovia Securities, LLC, A.G. Edwards & Sons, Inc., Pruco Securities Corporation and The Prudential Insurance Company of America. Danny is licensed to provide investment advice and securities trading services in multiple states. Danny specializes in portfolio management for businesses and individuals, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/13/2023 - Present
Stifel, Nicolaus & Company, Inc. (LINCOLN CA)
CA
06/02/2006 - 03/27/2008
WACHOVIA SECURITIES, LLC (ROSEVILLE CA)
CA
03/21/1995 - 06/09/2006
A. G. EDWARDS & SONS, INC. (LINCOLN HILLS CA)
NJ
05/30/1989 - 02/14/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/30/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 12/15/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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