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Danny Joseph Evans

Axos Clearing LLC

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About Danny Joseph Evans

Danny Joseph Evans is a registered representative with Axos Clearing LLC. Danny has been in the financial services industry since September 25, 2014. Danny is licensed to sell securities in Nebraska and holds the Series 63, Series 7, and SIE licenses. Danny has been registered with Axos Clearing LLC since March 13, 2024. Prior to joining Axos Clearing LLC, Danny was registered with SAGEPOINT FINANCIAL, INC. and Securities America, Inc..

Firm Information

Danny Evans is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Danny Evans’s Registration & Firm History

NE

03/13/2024 - Present

Axos Clearing LLC (Omaha NE)

AZ

10/28/2020 - 08/22/2022

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

NE

03/06/2013 - 08/22/2022

SECURITIES AMERICA, INC. (LAVISTA NE)

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Licenses & Designations

BC

Issued 04/18/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Danny Joseph Evans.
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