Unclaimed
Danny James Chapman is a financial advisor with Prospera Financial Services, Inc. located in Dallas, TX. Danny Chapman has over 39 years of experience in the financial industry and holds several licenses and registrations, including Series 6, 7, 24, 63, and 65. Danny Chapman has been registered with Wells Fargo Advisors Financial Network, LLC in the past. Danny Chapman has specialized in providing financial planning and investment advice to high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
MN
10/11/2019 - Present
Prospera Financial Services, Inc. (sartell MN)
MN
10/15/2004 - 10/14/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SARTELL MN)
NY
11/14/1995 - 10/18/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
09/15/1994 - 11/13/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
WI
03/02/1992 - 09/26/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
IN
05/26/1988 - 02/26/1992
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
05/26/1988 - 02/26/1992
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
05/26/1988 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
NA
07/28/1983 - 06/13/1988
PRUCO SECURITIES CORPORATION
IA
Issued 02/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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