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Danny James Chapman

Prospera Financial Services, Inc.

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About Danny James Chapman

Danny James Chapman is a financial advisor with Prospera Financial Services, Inc. located in Dallas, TX. Danny Chapman has over 39 years of experience in the financial industry and holds several licenses and registrations, including Series 6, 7, 24, 63, and 65. Danny Chapman has been registered with Wells Fargo Advisors Financial Network, LLC in the past. Danny Chapman has specialized in providing financial planning and investment advice to high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and pooled investment vehicles.

Firm Information

Danny Chapman is currently registered with Prospera Financial Services, Inc.. Prospera Financial Services, Inc. is a corporation headquartered in Dallas, Texas. Founded in 1982, the firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, and pooled investment vehicles. With over 150 licensed agents and investment advisor representatives, Prospera manages over $9.8 billion in regulatory assets. The firm is registered with the SEC and in all 50 states.
Prospera Financial Services, Inc.

5429 LBJ FREEWAY

DALLAS, TX 75240

$9.81B

Assets Under Management

8

Total Clients

235

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Percentage of assets under review

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Danny Chapman’s Registration & Firm History

MN

10/11/2019 - Present

Prospera Financial Services, Inc. (sartell MN)

MN

10/15/2004 - 10/14/2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SARTELL MN)

NY

11/14/1995 - 10/18/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MO

09/15/1994 - 11/13/1995

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

WI

03/02/1992 - 09/26/1994

INVEST FINANCIAL CORPORATION (APPLETON WI)

IN

05/26/1988 - 02/26/1992

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

05/26/1988 - 02/26/1992

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NA

05/26/1988 - 01/03/1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

NA

07/28/1983 - 06/13/1988

PRUCO SECURITIES CORPORATION

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Licenses & Designations

IA

Issued 02/07/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/21/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/1994

Series 7 - General Securities Representative Examination

BC

Issued 07/16/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Danny James Chapman. Review regulatory record here.
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