Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danny? Claim Your ProfileDanny J Viola is a financial advisor with over 30 years of experience in the financial services industry. Danny is currently registered with RBC Capital Markets, LLC in Brookfield, WI. Danny has previously been registered with UBS Financial Services Inc., Piper Jaffray & Co., PaineWebber Incorporated, Shearson Lehman Hutton Inc. and E. F. Hutton & Company Inc. Danny is a Series 7, Series 31 and Series 63 licensed professional. Danny holds a Series 65 license as well. Danny is a licensed financial advisor in Arizona, California, Colorado, Florida, Illinois, Massachusetts, Michigan, Oregon, South Carolina, Tennessee, Texas, Washington, and Wisconsin. Danny has a specialization in various investment products, including fixed income, equities, mutual funds, ETFs, options, and alternative investments. Danny focuses on providing financial planning and portfolio management services to high-net-worth individuals, families, and businesses. Danny is also an experienced provider of financial planning and advisory services to public and private employee benefit plans, endowment funds, foundations, family trusts, and various capital and operating funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
11/15/2010 - Present
RBC Capital Markets, LLC (BROOKFIELD WI)
WI
08/12/2006 - 11/11/2010
UBS FINANCIAL SERVICES INC. (BROOKFIELD WI)
WI
02/16/2001 - 08/12/2006
PIPER JAFFRAY & CO. (DELAFIELD WI)
NJ
04/12/1990 - 02/27/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/15/1988 - 05/01/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
02/19/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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