Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danny? Claim Your ProfileDanny J Lopez is a financial professional with over 30 years of experience in the industry. Danny is currently a Registered Representative with Credit Suisse Securities (usa) LLC. Danny has a broad range of experience in the financial services industry, having worked for several firms prior to joining Credit Suisse Securities (usa) LLC. Danny's previous experience includes roles at UBS Securities LLC, National Financial Services LLC, Nebraska Hudson Company, Inc., J.B. Hanauer & Co., Metlife Securities Inc., Metropolitan Life Insurance Company, Smith Barney Shearson Inc., Lehman Brothers Inc., and Lebenthal & Co., Inc. Danny holds several licenses and certifications including Series 63, Series 24, Series 99TO, SIE, and Series 7. Danny is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transaction-based fee
1
2
NY
09/06/2011 - Present
Credit Suisse Securities (usa) LLC (NEW YORK NY)
NY
10/10/2007 - 09/02/2011
UBS SECURITIES LLC (NEW YORK NY)
NY
06/25/2003 - 08/31/2007
NATIONAL FINANCIAL SERVICES LLC (NEW YORK NY)
NE
07/26/1995 - 12/06/2001
NEBRASKA HUDSON COMPANY, INC. (OMAHA NE)
NJ
04/12/1995 - 06/29/1995
J. B. HANAUER & CO. (PARSIPPANY NJ)
MA
01/05/1994 - 03/28/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/05/1994 - 03/28/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
07/31/1993 - 12/06/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
11/12/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/19/1989 - 11/11/1992
LEBENTHAL & CO., INC. (NEW YORK NY)
BC
Issued 03/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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