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Danny Flores

Cambridge Investment Research, Inc.

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About Danny Flores

Danny Flores is a financial advisor with Cambridge Investment Research, Inc. Danny has been in the financial services industry since June 2016. Danny is licensed to sell securities in Iowa and New York. Danny has passed Series 6, SIE, and 99TO exams and holds a Series 63 license.

Firm Information

Danny Flores is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Danny Flores’s Registration & Firm History

NY

11/07/2017 - Present

Cambridge Investment Research, Inc. (Springwater NY)

IL

06/08/2016 - 10/31/2017

PMA SECURITIES, INC. (NAPERVILLE IL)

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Licenses & Designations

BC

Issued 01/13/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2019

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Danny Flores. Review regulatory record here.
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