Unclaimed
Danny Flores is a financial advisor with Cambridge Investment Research, Inc. Danny has been in the financial services industry since June 2016. Danny is licensed to sell securities in Iowa and New York. Danny has passed Series 6, SIE, and 99TO exams and holds a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/07/2017 - Present
Cambridge Investment Research, Inc. (Springwater NY)
IL
06/08/2016 - 10/31/2017
PMA SECURITIES, INC. (NAPERVILLE IL)
BC
Issued 01/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2019
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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