Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danny? Claim Your ProfileDanny Earl Thomas is a financial advisor with over 25 years of experience in the financial services industry. Danny is currently registered with Private Advisor Group, LLC and LPL Financial LLC, and has previously worked with a number of other firms including Independent Financial Group, LLC, Madison Avenue Securities, Inc. and Stonehurst Securities, Inc. Danny holds a variety of licenses and certifications, including Series 7, 63, 24, 52, 53, 99 and SIE. Danny provides a range of financial services, including financial planning, investment management, and retirement planning. Danny specializes in working with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
CA
03/12/2024 - Present
Private Advisor Group, LLC (Temecula CA)
CA
05/02/2018 - 09/01/2023
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
07/14/2011 - 05/22/2018
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
06/03/2010 - 11/03/2010
MADISON AVENUE SECURITIES, INC. (SAN DIEGO CA)
CA
05/09/2006 - 12/31/2009
STONEHURST SECURITIES, INC. (FOLSOM CA)
MN
11/22/2004 - 04/25/2005
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
CA
03/01/2004 - 10/11/2004
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
MO
10/12/1998 - 01/14/2004
SCOTTRADE, INC. (ST. LOUIS MO)
NY
12/08/1995 - 10/13/1998
QUICK & REILLY, INC. (NEW YORK NY)
NY
04/12/1994 - 12/01/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/02/2006
Series 4 - Registered Options Principal Examination
BC
Issued 02/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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