Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danna? Claim Your ProfileDanna Schmidt is a financial advisor registered with Raymond James & Associates, Inc. Danna has been in the financial services industry since July 2013. Danna holds the Series 66, 7, 9 and 10 licenses as well as registrations in several states including Arkansas, California, Colorado, Georgia, Indiana, Massachusetts, Michigan, Nebraska, Tennessee, Texas, Utah, West Virginia and Wyoming. Danna has previously worked for UBS Financial Services Inc., Edward Jones and Merrill Lynch. Danna offers a variety of services including financial planning, portfolio management, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/13/2024 - Present
Raymond James & Associates, Inc. (COLORADO SPRINGS CO)
TX
08/17/2018 - 01/25/2019
EDWARD JONES (SOUTHLAKE TX)
TX
09/22/2015 - 08/23/2017
UBS FINANCIAL SERVICES INC. (PLANO TX)
TX
04/14/2014 - 09/17/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANO TX)
TX
06/20/2012 - 03/25/2014
EDWARD JONES (ADDISON TX)
BOTH
Issued 07/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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