Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danielle? Claim Your ProfileDanielle Vivado is a registered investment advisor representative with HSBC Securities (USA) Inc. She has been in the financial industry for over 10 years and has experience working with clients across different investment goals. Danielle has worked for several firms including Citi Private Advisory, LLC, Citigroup Global Markets Inc., Brickell Global Markets, Inc., and Walnut Street Securities, Inc. Danielle is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). She holds the Series 7, Series 66, and SIE licenses. Danielle is registered in several states including Florida, New York, California, Connecticut, Delaware, District of Columbia, Illinois, Massachusetts, New Jersey, Pennsylvania, Texas, Virginia, Washington, and Wyoming. Danielle specializes in portfolio management for businesses, pooled investment vehicles, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
05/02/2023 - Present
Hsbc Securities (usa) Inc. (MIAMI FL)
FL
10/06/2020 - 04/13/2023
CITI PRIVATE ADVISORY, LLC (Miami FL)
FL
09/17/2020 - 04/13/2023
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
10/12/2017 - 12/14/2017
CITI PRIVATE ADVISORY, LLC (Miami FL)
FL
05/16/2017 - 12/14/2017
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
02/08/2017 - 05/26/2017
BRICKELL GLOBAL MARKETS, INC. (MIAMI FL)
FL
06/14/2013 - 06/22/2015
E.S. FINANCIAL SERVICES, INC. (MIAMI FL)
FL
08/13/2009 - 06/12/2013
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
10/09/2006 - 08/28/2007
WALNUT STREET SECURITIES, INC. (FORT LAUDERDALE FL)
NY
09/05/2005 - 11/21/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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