Unclaimed
Danielle Caravetta is a financial professional with over 16 years of experience in the industry. Danielle currently works at Pragma LLC. Previously, Danielle worked at Credit Suisse Securities (USA) LLC and Banc of America Securities LLC. Danielle is registered in 17 states and holds Series 3, 7, 24, and 63 licenses. Danielle is also licensed for the SIE exam. Danielle has a broad base of knowledge in the financial services industry, including securities, commodities, and investment advisory.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/21/2013 - Present
Pragma LLC (NEW YORK NY)
NY
04/14/2008 - 07/02/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/28/2006 - 04/03/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 09/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2007
Series 3 - National Commodity Futures Examination
BC
Issued 08/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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