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Danielle Marie Fargione

Marex Capital Markets Inc.

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About Danielle Marie Fargione

Danielle Marie Fargione is a registered representative with Marex Capital Markets Inc., having joined the firm in December 2023. Prior to this, Danielle worked at COWEN AND COMPANY from July 2021 to December 2023. Danielle is also licensed to conduct business in New York.

Firm Information

Danielle Fargione is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Danielle Fargione’s Registration & Firm History

NY

12/08/2023 - Present

Marex Capital Markets Inc. (Garden City NY)

NY

07/22/2021 - 12/13/2023

COWEN AND COMPANY (Garden City NY)

NY

11/01/2010 - 01/04/2022

COWEN PRIME SERVICES LLC (GARDEN CITY NY)

NY

12/04/2000 - 10/25/2011

SANDERS MORRIS HARRIS INC. (GARDEN CITY NY)

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Licenses & Designations

BC

Issued 02/01/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Danielle Marie Fargione.
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