Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danielle? Claim Your ProfileDanielle Peters is a financial professional with over 11 years of experience in the industry. Danielle is a registered representative with HSBC Securities (USA) Inc. and holds Series 6, 7, 9, 10, 63, and 66 licenses. Danielle is also a registered investment advisor representative in Maryland and Virginia. Danielle is a well-rounded financial professional with experience in various areas of the financial industry. Danielle's experience includes securities trading, investment advisory, and bank-related product and service sales. Danielle has worked with a wide range of clients, including individuals, families, businesses, and institutions. Danielle is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/09/2020 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
BOTH
Issued 06/29/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/05/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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