Unclaimed
Danielle Johnson is a financial professional with over 24 years of experience in the industry. Danielle is a registered representative with HSBC Securities (USA) Inc. Danielle is a Series 7, Series 24, Series 3, Series 9, Series 10, Series 55, Series 63, Series 79TO, and Series 57TO licensed representative. Danielle is a Principal for HSBC Securities (USA) Inc. Prior to working for HSBC Securities (USA) Inc., Danielle worked at Galaxy Digital Partners LLC and Credit Suisse Securities (USA) LLC. Danielle is licensed in 53 states and 1 district.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/10/2024 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
05/18/2022 - 07/28/2023
GALAXY DIGITAL PARTNERS LLC (New York NY)
NY
06/20/2019 - 06/15/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/17/1998 - 07/05/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 08/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/06/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/30/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 07/14/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/03/2001
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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