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Danielle Dayan

Apex Clearing Corp.

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About Danielle Dayan

Danielle Dayan is a financial professional with over 27 years of experience in the industry. She is currently registered with Apex Clearing Corp. in Illinois. Danielle has a strong background in trading, operations, and municipal securities. Her previous roles include positions at Electronic Transaction Clearing, Inc., ACS Execution Services, LLC, Forest Securities, Inc., Citadel Securities LLC, Gar Wood Securities, LLC, Knight Equity Markets, L.P., Knight Capital Markets, LLC., Knight Securities, L.P., Tradetech Securities L.P., GVR Company, Indosuez Carr Futures, Inc., and Donaldson, Lufkin & Jenrette Securities Corporation. Danielle holds Series 3, 7, 52TO, 55, 57TO, 99TO, and SIE licenses.

Firm Information

Danielle Dayan is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Danielle Dayan’s Registration & Firm History

IL

04/26/2022 - Present

Apex Clearing Corp. (Chicago IL)

IL

04/26/2022 - 03/16/2023

ELECTRONIC TRANSACTION CLEARING, INC. (Chicago IL)

NJ

09/26/2019 - 04/06/2022

ACS EXECUTION SERVICES, LLC (RED BANK NJ)

TX

03/08/2017 - 01/17/2018

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

IL

02/17/2015 - 02/27/2017

FOREST SECURITIES,INC. (HILLSIDE IL)

IL

07/07/2009 - 03/04/2013

CITADEL SECURITIES LLC (CHICAGO IL)

IL

06/17/2008 - 06/16/2009

GAR WOOD SECURITIES, LLC (NAPERVILLE IL)

IL

01/14/2004 - 07/13/2006

KNIGHT EQUITY MARKETS, L.P. (CHICAGO IL)

NY

10/27/1997 - 06/27/2006

KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)

NJ

10/24/1997 - 07/29/1999

KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)

IL

06/10/1996 - 11/08/1997

TRADETECH SECURITIES L.P. (CHICAGO IL)

IL

09/27/1993 - 06/17/1996

GVR COMPANY (CHICAGO IL)

IL

10/13/1992 - 08/31/1993

INDOSUEZ CARR FUTURES, INC. (CHICAGO IL)

NJ

07/19/1988 - 11/18/1991

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 07/21/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/17/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/30/1992

Series 3 - National Commodity Futures Examination

BC

Issued 07/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Danielle Dayan.
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