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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danielle? Claim Your ProfileDanielle Newman is a financial advisor with Wells Fargo Clearing Services, LLC. She has been in the financial industry since August 1991. Danielle specializes in financial planning, portfolio management, and investment consulting services for institutional clients. She has a broad range of experience in serving clients across various sectors, including individuals, corporations, businesses, and charitable organizations. Danielle holds a Series 7, 9, 10, 24, 63 and 65 licenses. She is currently registered with the state of Maryland as a Registered Investment Advisor (RIA). She is also a Registered Representative in Maryland, Texas, and Virginia. Danielle is a dedicated and experienced professional who is committed to providing her clients with the highest quality of financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
07/02/2024 - Present
Wells Fargo Clearing Services, LLC (ANNAPOLIS MD)
NC
11/21/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MD
01/16/1995 - 11/21/1997
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
NA
08/14/1992 - 02/01/1995
HAMILTON INVESTMENTS, INC.
NY
08/06/1991 - 07/23/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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