Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Danielle? Claim Your ProfileDanielle Andrea Fujioka is a financial advisor with UBS Financial Services Inc., located in Stamford, CT. Danielle has been in the financial services industry for over 20 years. Danielle is registered with FINRA and holds Series 6, 7, 9, 10, 63, 65, 99TO and SIE licenses. Danielle's previous experience includes working with Wells Fargo Advisors, LLC, Wells Fargo Clearing Services, LLC, PIMCO Investments LLC, Allianz Global Investors Distributors LLC, Citigroup Global Markets Inc., and Putnam Retail Management Limited Partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
04/25/2017 - Present
UBS Financial Services Inc. (STAMFORD CT)
NY
08/04/2015 - 04/11/2017
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
CT
12/10/2013 - 10/08/2014
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
02/14/2011 - 02/22/2012
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
09/25/2007 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
MA
10/14/2003 - 08/30/2007
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
04/12/2000 - 11/19/2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
IA
Issued 11/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/21/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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