Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniela? Claim Your ProfileDaniela Smith is a financial advisor with Raymond James & Associates, Inc. with over 20 years of experience in the industry. Daniela holds multiple securities licenses, including Series 7, Series 10, Series 31, and SIE, demonstrating a broad range of expertise. Daniela has previously worked at several leading financial institutions, including Morgan Stanley and Merrill Lynch. Daniela offers a range of financial services including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/15/2014 - Present
Raymond James & Associates, Inc. (PRINCETON NJ)
NJ
09/15/2014 - 10/03/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EDISON NJ)
NJ
10/22/2013 - 08/27/2014
MORGAN STANLEY (MORRISTOWN NJ)
TX
04/18/2013 - 09/17/2013
MORGAN STANLEY (THE WOODLANDS TX)
NJ
10/22/2012 - 11/09/2012
WALNUT STREET SECURITIES, INC. (BRIDGEWATER NJ)
NJ
06/27/2009 - 10/26/2012
MORGAN STANLEY (BEDMINSTER NJ)
NY
02/17/2000 - 06/27/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 05/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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