Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Zappala is a financial professional with over 15 years of experience in the industry. Daniel has a strong track record of success in the financial services industry, having worked at several firms, including KeyBanc Capital Markets Inc., Morgan Keegan & Company, Inc., and GunnAllen Financial, Inc. Daniel currently works at Tradeweb Direct LLC as a Registered Representative, and holds licenses for Series 6, Series 7, Series 24, and Series 63. Daniel is committed to providing clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/21/2014 - Present
Tradeweb Direct LLC (GARDEN CITY NY)
NY
10/30/2009 - 06/17/2014
KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)
NY
02/14/2008 - 10/23/2009
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
NY
02/27/2006 - 05/18/2007
GUNNALLEN FINANCIAL, INC (GARDEN CITY NY)
BC
Issued 04/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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