Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Yengeh Chan is a securities professional with over 10 years of experience in the financial services industry. Daniel is currently registered with UBS Securities LLC and has been a registered representative since 2013. Daniel holds the Series 7TO, SIE, and Series 79 licenses. Daniel is registered in 52 states and the District of Columbia. Daniel was previously employed with CREDIT SUISSE SECURITIES (USA) LLC and held a Series 63 license. Daniel is dedicated to providing his clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/29/2023 - Present
UBS Securities LLC (SAN FRANCISCO CA)
CA
08/12/2013 - 09/29/2023
CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)
BC
Issued 11/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daniel Chan is the right advisor for you? Invested Better is here to help.
