Unclaimed
Daniel Yem is a financial professional registered with J.P. Morgan Institutional Investments Inc. Daniel has been in the industry since 2018 and holds licenses for both securities and futures. Daniel has passed Series 3, Series 7 and Series 66 exams. Daniel is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Daniel is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2022 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
02/12/2018 - 06/09/2022
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
BOTH
Issued 06/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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