Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Willis is an investment professional with extensive experience in the financial services industry. Daniel currently works at Wells Fargo Clearing Services, LLC, specializing in providing investment consulting services to institutional clients. Daniel holds a number of professional licenses and certifications, including the Series 63, 65, 7TO, and 9 and 10. Previously, Daniel was registered with Bankers Life Securities, Inc. and ProEquities, Inc. Daniel has been registered as an investment professional since 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/17/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
05/26/2016 - 12/17/2019
BANKERS LIFE SECURITIES, INC. (CHARLOTTE NC)
NC
05/15/2015 - 05/26/2016
PROEQUITIES, INC. (CHARLOTTE NC)
IA
Issued 02/22/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/25/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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