Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Worthington is a financial professional with over 35 years of experience in the industry. Daniel is currently registered with GWN Securities Inc. and has held previous positions at Private Client Services, LLC, AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. Daniel holds a number of professional licenses and designations, including Series 6, 7, 24, 26, 52, 53, 63, and 65, as well as Chartered Financial Consultant (ChFC). Daniel specializes in a wide variety of investment services, including financial planning, portfolio management for individuals, and market timing services. Daniel's current firm, GWN Securities Inc., is a full-service financial services firm providing a broad array of investment products and services to individuals, families, and businesses. GWN Securities Inc. is a registered investment advisor and broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
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2
CA
09/18/2019 - Present
GWN Securities Inc. (ORINDA CA)
CA
02/21/2019 - 07/29/2019
PRIVATE CLIENT SERVICES, LLC (Walnut Creek CA)
CA
11/18/1983 - 10/29/2018
AXA ADVISORS, LLC (SAN FRANCISCO CA)
NY
11/18/1983 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
07/09/1992 - 12/31/1996
EQUITABLE VARIABLE LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 10/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 07/06/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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