Unclaimed
Daniel William Strong is a financial advisor with over 10 years of experience in the industry. He is currently registered with Smbc Nikko Securities America, Inc. and has previously worked with firms such as Capital One Securities, Inc., and Natixis Securities Americas LLC. Daniel has a broad range of experience with various financial products and services. His expertise includes securities industry essentials, investment banking, and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/03/2018 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
IL
06/03/2016 - 05/23/2018
CAPITAL ONE SECURITIES, INC. (Chicago IL)
NY
10/03/2011 - 02/29/2016
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
02/14/2011 - 10/03/2011
NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)
BC
Issued 11/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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