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Daniel William Strong

Smbc Nikko Securities America, Inc.

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About Daniel William Strong

Daniel William Strong is a financial advisor with over 10 years of experience in the industry. He is currently registered with Smbc Nikko Securities America, Inc. and has previously worked with firms such as Capital One Securities, Inc., and Natixis Securities Americas LLC. Daniel has a broad range of experience with various financial products and services. His expertise includes securities industry essentials, investment banking, and general securities.

Firm Information

Daniel Strong is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Strong’s Registration & Firm History

NY

05/03/2018 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

IL

06/03/2016 - 05/23/2018

CAPITAL ONE SECURITIES, INC. (Chicago IL)

NY

10/03/2011 - 02/29/2016

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

NY

02/14/2011 - 10/03/2011

NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/30/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 02/12/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Daniel William Strong.
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