Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel William Stephens is a financial advisor with over 20 years of experience in the financial industry. Daniel is currently registered with Janney Montgomery Scott LLC in Philadelphia, Pennsylvania. Daniel has been a registered representative with Janney Montgomery Scott LLC since October 2022. Previously, Daniel worked with Private Client Services, LLC in Silverdale, Pennsylvania and Kestra Investment Services, LLC in Austin, Texas. Daniel has Series 63, 66 and 7 licenses, and holds the Series SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
10/24/2022 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
PA
01/31/2020 - 10/20/2022
PRIVATE CLIENT SERVICES, LLC (SILVERDALE PA)
PA
10/03/2014 - 02/04/2020
KESTRA INVESTMENT SERVICES, LLC (SILVERDALE PA)
PA
09/26/2013 - 10/03/2014
FINANCIAL TELESIS INC (DOYLESTOWN PA)
MN
11/18/1996 - 03/26/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
09/30/1997 - 09/20/1999
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MN
11/18/1996 - 08/01/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BOTH
Issued 07/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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