Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel William Phillips is a financial professional with over 23 years of experience in the financial services industry. Daniel is currently registered with Osaic FA, Inc. in Ohio. Prior to joining Osaic FA, Inc., Daniel was registered with W&S BROKERAGE SERVICES, INC. in Ohio and CAPITAL ANALYSTS, INCORPORATED in Ohio. Daniel is a Certified Financial Planner and a Chartered Financial Consultant. Daniel has a strong background in providing financial planning, portfolio management, and retirement plan consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
03/05/2007 - Present
Osaic FA, Inc. (ORANGE VILLAGE OH)
OH
09/01/2000 - 03/02/2007
W&S BROKERAGE SERVICES, INC. (INDEPENDENCE OH)
OH
11/26/1999 - 09/01/2000
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
BC
Issued 11/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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