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Daniel William Pall

Mesirow Financial, Inc.

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About Daniel William Pall

Daniel William Pall is a financial advisor with Mesirow Financial, Inc. Daniel has been working in the financial industry since February 13, 2011, and holds Series 7, 99, and SIE licenses. Daniel has been with Mesirow Financial, Inc. since September 12, 2012, and previously worked at Wagner Stott Clearing Corp. from February 11, 1993 to September 9, 1994.

Firm Information

Daniel Pall is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Pall’s Registration & Firm History

IL

09/12/2012 - Present

Mesirow Financial, Inc. (CHICAGO IL)

NY

02/11/1993 - 09/09/1994

WAGNER STOTT CLEARING CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2012

Series 99 - Operations Professional Examination

BC

Issued 02/08/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel William Pall.
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