Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel William Morgan is a financial advisor with over 27 years of experience in the financial services industry. Daniel is currently registered with Lightspeed Financial Services Group LLC, a firm that specializes in providing financial advice to individual investors. Prior to joining Lightspeed, Daniel was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated, MML Investors Services, LLC, and MSI Financial Services, Inc., among others. Daniel holds licenses Series 7, Series 24, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
02/07/2021 - Present
Lightspeed Financial Services Group LLC (Morristown NJ)
NJ
07/02/2020 - 01/26/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
03/25/2017 - 06/04/2019
MML INVESTORS SERVICES, LLC (SOMERSET NJ)
NJ
07/20/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SOMERSET NJ)
NY
06/11/2015 - 07/07/2016
AXA ADVISORS, LLC (NEW YORK NY)
NJ
08/19/2011 - 01/28/2015
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
08/19/2011 - 01/02/2015
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
08/19/2011 - 09/06/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
08/19/2011 - 09/06/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NY
05/09/2000 - 08/17/2011
R. F. LAFFERTY & CO., INC. (NEW YORK NY)
NY
04/06/1998 - 05/02/2000
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NJ
06/17/1997 - 03/25/1998
DLJDIRECT INC. (JERSEY CITY NJ)
MA
02/09/1993 - 06/16/1997
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
NY
05/12/1992 - 05/22/1992
MELBOURNE GSI CORP. (NEW YORK NY)
NY
01/22/1992 - 03/26/1992
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 03/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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