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Daniel William Maffucci

Citizens JMP Securities, LLC

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About Daniel William Maffucci

Daniel William Maffucci is an investment professional with experience in the financial services industry. Daniel Maffucci is currently registered with Citizens JMP Securities, LLC and is located in CHARLOTTE, NC. Daniel Maffucci has passed the Series 7TO, SIE, and Series 63 exams and has been active in the industry since 2020. Prior to joining Citizens JMP Securities, LLC, Daniel Maffucci was employed at CITIZENS CAPITAL MARKETS in CHARLOTTE, NC.

Firm Information

Daniel Maffucci is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Maffucci’s Registration & Firm History

NC

08/01/2023 - Present

Citizens JMP Securities, LLC (CHARLOTTE NC)

NC

11/01/2021 - 08/01/2023

CITIZENS CAPITAL MARKETS (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 12/06/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/01/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/26/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel William Maffucci.
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