Unclaimed
Daniel William Maffucci is an investment professional with experience in the financial services industry. Daniel Maffucci is currently registered with Citizens JMP Securities, LLC and is located in CHARLOTTE, NC. Daniel Maffucci has passed the Series 7TO, SIE, and Series 63 exams and has been active in the industry since 2020. Prior to joining Citizens JMP Securities, LLC, Daniel Maffucci was employed at CITIZENS CAPITAL MARKETS in CHARLOTTE, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
11/01/2021 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
BC
Issued 12/06/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/26/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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