Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Loftus is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Daniel has been in the industry since February 2004 and is registered with the Securities and Exchange Commission and several states including Pennsylvania and Texas. He has a wide range of experience and expertise in portfolio management, investment advisory services, and pension consulting. Daniel is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/14/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DOYLESTOWN PA)
PA
06/17/2019 - 03/23/2020
FIDELITY BROKERAGE SERVICES LLC (WARRINGTON PA)
PA
07/26/2017 - 06/13/2019
VANGUARD MARKETING CORPORATION (MALVERN PA)
IL
09/27/2004 - 06/01/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORTHBROOK IL)
NJ
08/18/2003 - 06/17/2004
HENNION & WALSH, INC. (PARSIPPANY NJ)
BOTH
Issued 10/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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