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Daniel William Heffernan

Northwestern Mutual Investment Services, LLC

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About Daniel William Heffernan

Daniel Heffernan is a financial advisor with Northwestern Mutual Investment Services, LLC, a firm with over 2,000 licensed agents. Daniel has been working in the financial industry since April 19, 1989, and has been registered with Northwestern Mutual Investment Services, LLC since April 20, 1989. Prior to joining Northwestern Mutual Investment Services, LLC, Daniel worked at ROBERT W. BAIRD & CO. INCORPORATED from April 20, 1989 to January 1, 2002. Daniel Heffernan holds the Series 6, Series 63 and SIE licenses. Daniel is registered to provide investment advice in 15 states. Daniel is a licensed agent in Arizona, Arkansas, California, Florida, Illinois, Iowa, Michigan, Missouri, New York, North Carolina, Ohio, Oregon, Texas, Virginia, and Wyoming.

Firm Information

Daniel Heffernan is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Daniel Heffernan’s Registration & Firm History

IL

04/20/1989 - Present

Northwestern Mutual Investment Services, LLC (SPRINGFIELD IL)

WI

04/20/1989 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 12/20/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel William Heffernan.
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